Job Description

Overview: TekWissen is a global workforce management provider headquartered in Ann Arbor, Michigan that offers strategic talent solutions to our clients world-wide. Our client is a company who is a provider of banking and financial services. The company operates through two divisions, Retail Banking and Services, and Corporate and Institutional Banking Position: Bank Regulatory Compliance Officer Location: New York Ny 10019 Duration: 6 Months Job Type: Contract Work Type: Onsite Shift: 8.00AM-5.00PM Job Description: Business Overview: The Bank Regulatory Compliance Team ("Team") is part of the Ethics and Compliance Department. The Team serves as the Subject Matter Experts ("SME") for Federal and State banking regulations, and is responsible for providing direct Compliance advice, support and monitoring on various regulations including, but not limited to, Bank Holding Company Act (BHCA), Reg Y, Reg K, Reg D, Reg W. In addition to Bank Regulatory topics, the Team also serves as Compliance Advisors directly to certain businesses such as Global Banking Americas ("GBA"), Asset Liability Management and Treasury ("ALMT"), and the Branch network located in New York, Chicago, San Francisco, and Dallas. GBA engages in wholesale corporate lending, leveraged finance, deposit production, Cash Management, Project Finance and Trade Finance related services. ALMT is responsible for managing the Group's liquidity profile and managing interest rate risks and foreign exchange risks. Most business activities take place within New York Branch, a wholesale branch licensed by the State of New York. Some activities may take place within Securities , a registered broker dealer and FINRA member. Candidate Success Factors: Candidates will be measured on the following four performance drivers, which will dictate how individual impact is considered on the Americas platform: Candidates are measured on the following four performance drivers, which will dictate how individual impact is considered on the Americas platform: Results and Impact Able to influence peers and team. Demonstrates good judgement when making decisions of high complexity and impact. Exercise appropriate autonomy in the execution and delivery of work. Responsible for driving outcomes, which have meaningful effect on team or department. Leadership and Collaboration: Creates trust with colleagues. Acts in leadership capacity for projects, processes, or programs. Client, Customer and Stakeholder Focus: Able to build relationships with a mix of colleagues and clients. Interacts regularly with management and department leaders. Demonstrates the ability to influence stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility for personal actions and demonstrates courage in facing problems and conflicts. Perceived as a person of high moral character; upholds corporate values and displays high ethical standards. Responsibilities: The Bank Regulatory Compliance Officer ("Compliance Officer") will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State and Federal banking regulations. The Compliance Officer will provide advice and support on matters pertaining to various compliance-related topics including, but not limited to, internal policies, customer due diligence, internal control procedures, business-line risk assessments, transaction reviews, and annual and specialized training. The Compliance Officer will: Assist in implementation of changes in regulations pertaining to bank regulatory environment, and the applicability to GBA and ALMT businesses, including articulation of the practicable implications of those changes to the business and advising management on any required changes to policies and procedures. Provide advice on new products, services and business activities in connection with the firms New Activity/New Transaction process. Perform ongoing monitoring and reporting of the Group's US investment activities, including but not limited to Merchant Banking, 4c6, 4c9, and 2h2 investments as well as Debt Previously Contracted ("DPC") assets, to various stakeholders in the Group, including Senior Management and the regulatory reporting groups. Assist management with enhancing and implementing the Compliance oversight and control framework for adherence with the Bank Holding Company ("BHCA"), Regulation Y and Regulation K requirements. Support management in organizing and reporting the activities of the US Investment Oversight Working Group in carrying out its oversight functions. Perform ongoing monitoring and assessment of banking activities in accordance with Regulation W restrictions on transactions with affiliates. Perform transactional assessments in relation to internal policies, including Corporate Social Responsibility ("CSR"). Assist with coordinating and preparing for Internal Audit reviews, Compliance Testing reviews, and regulatory examinations and inquiries. Assist with Updating and maintaining Bank Regulatory Compliance-owned policies and procedures, including assessing for current and new regulatory requirements, and implementing/remediating gaps in existing policies and procedures. Assist the Head of Bank Regulatory Compliance with providing direct Compliance support to GBA, ALMT and US Branch network businesses. Assist with project work and enhancements to current regulatory framework. Minimum Required Qualifications 10 plus years Compliance/ Regulatory experience in a wholesale banking environment. In-depth knowledge of general State and Federal banking regulations that apply to a US Branch of a foreign bank. Direct hands-on knowledge of Banking products/activities, including cash management and specialized financing (Leveraged Finance, Trade Finance, Project Finance). Experience in monitoring banking transactions in accordance with Regulation W, BHCA, Regulation Y, Regulation K, and related FRB reporting requirements. Direct hands-on knowledge of Treasury activities, including funding in the inter-bank market and use of Commercial Paper conduits. Ability to apply, and advise on, new and existing regulations to the businesses and operations of the client. Experience with bank examinations and a familiarity with the Board of Governors FBO Examination Manual. Strong organizational skills, ability to write and speak articulately and concisely. Attention to detail and the ability to manage multiple undertakings at the same time and with different level of granularity, constantly keeping focus on priorities and demanding deadlines. Demonstrate ability and experience in conducting training for bank staff engaged in a variety of business activities. Strong organizational and project management skills and attention to detail Excellent interpersonal and communication skills with the ability to interact effectively with front and back-office staff and senior management. Team player and ability to work collaboratively across the platform. Strong analytical and investigative skills. Problem solving and root cause identification skills. Acute business acumen and understanding of organizational issues and challenges. Demonstrate and influence others with a positive attitude in the workplace and the ability to accept accountability. Strong computer skills including MS Office Suite, PowerBI, and Sharepoint administration. Preferred Qualifications: Securities experience a plus. TekWissen® Group is an equal opportunity employer supporting workforce diversity. Tekwissen

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